Unclaimed
Marlon David Bustos padilla is an investment professional, active in the financial industry since 2023. Currently, Marlon is registered with Empower Financial Services, Inc. in Andover, Massachusetts and is a registered representative in 46 states. Marlon is also licensed with FINRA, a self-regulatory organization (SRO) overseeing the financial industry. Marlon has a Series 63 and a Series 6TO license. Marlon previously held a Series 6TO and a SIE license as well. Prior to working at Empower Financial Services, Inc. Marlon worked at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/04/2023 - Present
Empower Financial Services, Inc. (ANDOVER MA)
CO
03/07/2022 - 05/29/2022
J.P. MORGAN SECURITIES LLC (DENVER CO)
BC
Issued 08/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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