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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marlon? Claim Your ProfileMarlon Miles is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Fort Lauderdale, Florida. Marlon has been in the industry since 2008 and holds licenses in Florida and Texas. Marlon is a registered representative with FINRA and has a Series 6, 7, 9, 10, 66 license. Marlon provides a variety of financial services, including investment advisory services, securities brokerage services, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT LAUDERDALE FL)
FL
01/19/2011 - 10/18/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (CORAL SPRINGS FL)
FL
07/21/2010 - 01/25/2011
LAIDLAW & COMPANY (UK) LTD. (FT. LAUDERDALE FL)
FL
11/24/2009 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (FT. LAUDERDALE FL)
FL
02/13/2008 - 12/04/2009
SIGNATOR INVESTORS, INC. (MIAMI FL)
BOTH
Issued 01/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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