Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marlon? Claim Your ProfileMarlon Anthony Richards is a financial advisor with Vanguard Marketing Corp. He holds the Series 6, 7, 63 and 66 licenses as well as the SIE exam. Marlon has over 15 years of experience in the financial services industry, with previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, ING Investment Advisors, LLC, MML Investors Services, Inc. and NYLIFE Securities Inc. Marlon is currently registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/14/2018 - Present
Vanguard Marketing Corp. (MALVERN PA)
FL
03/20/2013 - 04/30/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
03/28/2006 - 02/19/2009
ING INVESTMENT ADVISORS, LLC (JACKSONVILLE FL)
MA
10/13/2004 - 10/28/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
06/30/2003 - 08/12/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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