Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marlo? Claim Your ProfileMarlo A. Jackson is a financial advisor at UBS Financial Services Inc. with over 20 years of experience in the industry. Marlo has a strong background in securities, having held positions at several prominent firms including Wells Fargo Advisors, LLC, Piper Jaffray & Co., Morgan Stanley DW Inc., and Linsco/Private Ledger Corp. Marlo holds Series 7, Series 63, Series 99TO and SIE licenses and has expertise in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KS
10/25/2012 - Present
UBS Financial Services Inc. (LEAWOOD KS)
KS
08/19/2008 - 10/18/2012
WELLS FARGO ADVISORS, LLC (OVERLAND PARK KS)
KS
08/12/2006 - 08/29/2008
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
11/10/2005 - 08/12/2006
PIPER JAFFRAY & CO. (LEAWOOD KS)
NY
09/08/2004 - 11/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
SC
04/16/2004 - 07/19/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
07/17/2002 - 04/21/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MO
11/14/2000 - 12/21/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 01/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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