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Marlene Mazur

Cetera Advisors LLC

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About Marlene Mazur

Marlene Mazur is a financial professional with over 40 years of experience in the financial services industry. Marlene is currently registered with Cetera Advisors LLC. Previously, Marlene was associated with Investors Capital Corp., WRP Investments, Inc., United Securities Alliance, Inc., Pan-American Financial Advisers, Investment Advisors & Consultants, Inc., Multi-Financial Securities Corporation, TFS Securities, Inc., Monarch Investments Inc., Stuart Stone & Company, Focus Securities, Inc., Cardell & Associates, Incorporated, and Independent Financial Planners Corporation. Marlene is also a registered principal and has passed several industry exams including the Series 1, 6, 22, 24, 62, 63, 6TO, SIE, and 22TO exams. Marlene holds registrations in several states including California, Colorado, Delaware, Florida, Nevada, New Jersey, New York, and Pennsylvania.

Firm Information

Marlene Mazur is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marlene Mazur’s Registration & Firm History

NJ

10/03/2016 - Present

Cetera Advisors LLC (Colts Neck NJ)

NJ

05/01/2014 - 10/03/2016

INVESTORS CAPITAL CORP. (Colts Neck NJ)

NJ

01/26/2007 - 05/16/2014

WRP INVESTMENTS, INC. (COLTSNECK NJ)

NJ

12/08/2005 - 01/26/2007

UNITED SECURITIES ALLIANCE, INC. (COLTS NECK NJ)

LA

10/07/2003 - 11/30/2005

PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)

NJ

08/16/1991 - 10/14/2003

INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)

CO

06/03/2003 - 06/05/2003

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

NJ

12/02/1987 - 08/21/1991

TFS SECURITIES, INC. (LINCROFT NJ)

NA

07/14/1987 - 12/08/1987

MONARCH INVESTMENTS INC.

NA

11/13/1986 - 07/21/1987

STUART STONE & COMPANY

NA

11/06/1985 - 11/19/1986

FOCUS SECURITIES, INC.

NA

03/06/1979 - 11/29/1985

CARDELL & ASSOCIATES, INCORPORATED

NA

07/17/1978 - 03/27/1979

INDEPENDENT FINANCIAL PLANNERS CORPORATION

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Licenses & Designations

BC

Issued 07/03/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/1989

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1988

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 07/10/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Marlene Mazur. Review regulatory record here.
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