Unclaimed
Marlene Mazur is a financial professional with over 40 years of experience in the financial services industry. Marlene is currently registered with Cetera Advisors LLC. Previously, Marlene was associated with Investors Capital Corp., WRP Investments, Inc., United Securities Alliance, Inc., Pan-American Financial Advisers, Investment Advisors & Consultants, Inc., Multi-Financial Securities Corporation, TFS Securities, Inc., Monarch Investments Inc., Stuart Stone & Company, Focus Securities, Inc., Cardell & Associates, Incorporated, and Independent Financial Planners Corporation. Marlene is also a registered principal and has passed several industry exams including the Series 1, 6, 22, 24, 62, 63, 6TO, SIE, and 22TO exams. Marlene holds registrations in several states including California, Colorado, Delaware, Florida, Nevada, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/03/2016 - Present
Cetera Advisors LLC (Colts Neck NJ)
NJ
05/01/2014 - 10/03/2016
INVESTORS CAPITAL CORP. (Colts Neck NJ)
NJ
01/26/2007 - 05/16/2014
WRP INVESTMENTS, INC. (COLTSNECK NJ)
NJ
12/08/2005 - 01/26/2007
UNITED SECURITIES ALLIANCE, INC. (COLTS NECK NJ)
LA
10/07/2003 - 11/30/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
NJ
08/16/1991 - 10/14/2003
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
CO
06/03/2003 - 06/05/2003
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NJ
12/02/1987 - 08/21/1991
TFS SECURITIES, INC. (LINCROFT NJ)
NA
07/14/1987 - 12/08/1987
MONARCH INVESTMENTS INC.
NA
11/13/1986 - 07/21/1987
STUART STONE & COMPANY
NA
11/06/1985 - 11/19/1986
FOCUS SECURITIES, INC.
NA
03/06/1979 - 11/29/1985
CARDELL & ASSOCIATES, INCORPORATED
NA
07/17/1978 - 03/27/1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION
BC
Issued 07/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1988
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/10/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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