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Marlene Espinoza

Northwestern Mutual Investment Services, LLC

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About Marlene Espinoza

Marlene Espinoza is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the financial industry since 2005. Marlene is currently licensed in Connecticut. Marlene has previously worked for PRUCO SECURITIES, LLC., ING FINANCIAL PARTNERS, INC., ING FINANCIAL ADVISERS, LLC, NEW ENGLAND SECURITIES, and PRUCO SECURITIES, LLC.. Marlene has earned the Series 66, Series 7 and SIE licenses. Marlene is also a licensed investment advisor in Connecticut. Marlene is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the financial industry since 2005. Marlene is currently licensed in Connecticut.

Firm Information

Marlene Espinoza is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Marlene Espinoza’s Registration & Firm History

CT

11/30/2015 - Present

Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)

NJ

01/28/2014 - 10/02/2015

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

01/03/2011 - 02/25/2013

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CT

10/27/2008 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

07/20/2007 - 08/01/2008

NEW ENGLAND SECURITIES (WEST HARTFORD CT)

CT

12/03/2003 - 07/16/2007

PRUCO SECURITIES, LLC. (SOUTH WINDSOR CT)

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Licenses & Designations

BOTH

Issued 12/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marlene Espinoza.
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