Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marlen? Claim Your ProfileMarlen Lopez is a registered representative and investment advisor representative with Sanctuary Advisors, LLC. Marlen has been in the securities industry since 2002 and has experience with a variety of financial products and services. Marlen is licensed to offer securities and investment advisory services in several states. Marlen holds Series 6, 7, 63, and 65 licenses. Marlen is also a member of the PSJA Education Foundation, which promotes excellence in education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2021 - Present
Sanctuary Advisors, LLC (McAllen TX)
TX
06/30/2016 - 06/17/2021
WELLS FARGO CLEARING SERVICES, LLC (BROWNSVILLE TX)
TX
04/04/2008 - 07/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCALLEN TX)
TX
03/26/2002 - 04/07/2008
CHASE INVESTMENT SERVICES CORP. (MCALLEN TX)
IA
Issued 09/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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