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Marla Susan Backer

IRC Securities LLC

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About Marla Susan Backer

Marla Susan Backer is a financial professional with over 19 years of experience in the securities industry. Marla is currently registered with IRC Securities LLC and is Series 7, 63, 86, 87, and SIE licensed. Marla has held previous registrations with Sidot & Company, LLC, Midtown Partners, Ascendiant Capital Markets, LLC, Soleil Securities Corporation, Brean Murray & Co., Inc., Auerbach, Pollak & Richardson Inc., Daiwa Securities America Inc., Salomon Brothers Inc., Bear, Stearns & Co. Inc., and Obsa International, Inc.

Firm Information

Marla Backer is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marla Backer’s Registration & Firm History

NY

01/19/2023 - Present

IRC Securities LLC (NEW YORK NY)

NY

01/03/2020 - 01/25/2023

SIDOTI & COMPANY, LLC (NEW YORK NY)

NY

01/11/2018 - 03/13/2020

MIDTOWN PARTNERS (NEW YORK NY)

FL

06/05/2013 - 03/09/2015

ASCENDIANT CAPITAL MARKETS, LLC (JUPITER FL)

NY

10/13/2003 - 01/08/2009

SOLEIL SECURITIES CORPORATION (NEW YORK NY)

NY

09/18/2001 - 10/16/2002

BREAN MURRAY & CO., INC. (NEW YORK NY)

CT

08/04/2000 - 09/27/2001

AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)

NY

06/11/1998 - 08/19/1998

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

11/17/1994 - 01/23/1997

SALOMON BROTHERS INC. (NEW YORK NY)

NY

02/22/1993 - 10/26/1994

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

08/05/1992 - 12/24/1992

OBSA INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/30/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2022

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/10/2018

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/04/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marla Susan Backer.
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