Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marla? Claim Your ProfileMarla Marie Acosta-ashby is a securities professional with over 20 years of experience in the industry. Marla has a broad range of experience, including working for UBS Financial Services Inc., R-G Investments Corporation and Santander Securities. Marla is currently registered with Popular Securities, LLC and holds several licenses including Series 3, 4, 7, 14, 24, 27, 53, 63, 79TO, 99TO and SIE. Marla specializes in portfolio management for individuals, businesses and pooled investment vehicles. Marla is licensed in Illinois, Massachusetts, New Mexico, Puerto Rico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1 fees in money market product and referral fees
1
2
PR
06/05/2008 - Present
Popular Securities, LLC (SAN JUAN PR)
PR
03/05/2007 - 06/19/2008
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
03/05/2007 - 06/19/2008
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
PR
01/02/2002 - 01/31/2007
R-G INVESTMENTS CORPORATION (SAN JUAN PR)
MA
05/30/2001 - 07/11/2001
SANTANDER SECURITIES (BOSTON MA)
BC
Issued 09/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/15/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2002
Series 4 - Registered Options Principal Examination
BC
Issued 12/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 3 - National Commodity Futures Examination
BC
Issued 11/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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