Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marla? Claim Your ProfileMarla Bosset is a financial advisor with over 20 years of experience in the industry. Marla is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with several other firms, including UBS Financial Services Inc. and Citigroup Global Markets Inc. Marla holds several licenses, including Series 6, 7, 10, 24, 63, 66, and 99TO. Marla has worked extensively with individual investors, corporations, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/20/2018 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
VA
07/14/2015 - 09/01/2016
FOLIO INVESTMENTS, INC. (MCLEAN VA)
LA
01/20/2010 - 02/10/2012
SUMMIT BROKERAGE SERVICES, INC. (LAFAYETTE LA)
TX
12/12/2005 - 12/16/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
05/28/2004 - 12/14/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
09/21/2004 - 10/04/2005
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
NY
01/03/2000 - 02/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
02/18/1997 - 01/07/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 06/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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