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Marla Fudro

Riversource Distributors, Inc.

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About Marla Fudro

Marla Fudro is a financial advisor with Riversource Distributors, Inc. in Minneapolis, Minnesota. Marla has been in the financial services industry since 2011 and has experience with several firms including Ameriprise Financial Services, LLC, Crossmark Distributors, Inc. and D.H. Hill Securities, LLLP. Marla holds FINRA Series 6, 7 and 63 licenses, as well as the SIE exam.

Firm Information

Marla Fudro is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marla Fudro’s Registration & Firm History

MN

06/15/2023 - Present

Riversource Distributors, Inc. (MINNEAPOLIS MN)

TX

01/15/2020 - 01/05/2022

AMERIPRISE FINANCIAL SERVICES, LLC (HOUSTON TX)

TX

02/01/2018 - 11/21/2018

CROSSMARK DISTRIBUTORS, INC. (HOUSTON TX)

TX

06/02/2017 - 08/14/2017

D.H. HILL SECURITIES, LLLP (KINGWOOD TX)

TX

06/29/2016 - 12/07/2016

AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)

MN

05/18/2015 - 05/31/2016

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

06/21/2013 - 05/18/2015

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

10/06/2011 - 06/21/2013

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

08/31/2011 - 09/19/2011

SANFORD C. BERNSTEIN & CO., LLC (MINNEAPOLIS MN)

MN

01/03/2011 - 08/01/2011

WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)

MN

10/15/2010 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)

MN

10/13/2008 - 01/21/2009

PRUCO SECURITIES, LLC. (ST. LOUIS PARK MN)

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Licenses & Designations

BC

Issued 10/24/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marla Fudro.
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