Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Markus? Claim Your ProfileMarkus Schmalhofer is a Financial Advisor at Harris Williams. Markus has been in the financial services industry since 2009. Markus has passed the Series 27, Series 99TO and SIE exams. Markus is also registered with FINRA. Markus was previously employed at SIXPOINT PARTNERS LLC, ANZ SECURITIES, INC., and LBBW SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/01/2023 - Present
Harris Williams (New York NY)
NY
03/05/2018 - 08/03/2023
SIXPOINT PARTNERS LLC (NEW YORK NY)
NY
05/24/2010 - 03/01/2018
ANZ SECURITIES, INC. (NEW YORK NY)
NY
03/30/2007 - 06/24/2008
LBBW SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/20/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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