Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Markus? Claim Your ProfileMarkus Klaus Fricker is an investment advisor representative associated with Pruco Securities, LLC. Markus Fricker is a registered investment advisor representative in New Jersey and has been in the industry since 2005. Markus Fricker specializes in providing investment advice to individuals and businesses. Markus Fricker holds the Series 7, Series 63, Series 55, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
04/23/2021 - Present
Pruco Securities, LLC (PARAMUS NJ)
NY
05/21/2012 - 09/04/2013
PIPER JAFFRAY & CO. (NEW YORK NY)
CT
10/24/2003 - 08/24/2011
WEEDEN & CO.L.P. (GREENWICH CT)
NJ
01/08/2001 - 04/05/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 04/06/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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