Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Markus? Claim Your ProfileMarkus Witthaut is a financial professional with over 20 years of experience in the securities industry. Markus is currently registered with Seaport Global Securities LLC, where Markus has been employed since 2002. Prior to Seaport Global Securities LLC, Markus worked at AXEGINE SECURITIES LLC and IPO.COM SECURITIES, INC. Markus holds licenses to conduct business in all 50 states and the District of Columbia. Markus is a Principal and has passed the Series 7, 24, 27, 63, and 99TO exams. Markus is also a Compliance Officer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2002 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
01/25/2019 - 01/31/2022
AXEGINE SECURITIES LLC (New York NY)
NY
01/03/2002 - 04/04/2002
IPO.COM SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/11/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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