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Marko Kinchen Kozul

Rainmaker Securities, LLC

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About Marko Kinchen Kozul

Marko Kinchen Kozul is a financial professional with over 15 years of experience in the industry. Marko has been associated with Rainmaker Securities, LLC since August 2019. Previously, Marko has held positions at BTIG, LLC, Leerink Partners LLC, ThinkEquity LLC, Jefferies & Company, Inc., Variant Research Corporation, and Sterling Financial Investment Group, Inc. Marko has a strong background in investment banking, research, and securities. Marko holds a Series 7, 63, 79, 86, and 87 license. Marko is currently registered in California, Colorado, Connecticut, Florida, Illinois, New Jersey, New York, Pennsylvania, and Texas.

Firm Information

Marko Kozul is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marko Kozul’s Registration & Firm History

FL

08/01/2019 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

MA

08/11/2017 - 12/20/2018

BTIG, LLC (BOSTON MA)

CA

06/01/2012 - 08/01/2014

LEERINK PARTNERS LLC (SAN FRANCISCO CA)

CA

05/04/2010 - 05/23/2012

THINKEQUITY LLC (SAN FRANCISCO CA)

CA

10/11/2005 - 04/20/2010

JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)

FL

02/16/2005 - 11/07/2005

VARIANT RESEARCH CORPORATION (BOCA RATON FL)

FL

07/23/2004 - 10/25/2004

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 11/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/07/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/01/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marko Kinchen Kozul.
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