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Mark Ziady

National Financial Services LLC

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About Mark Ziady

Mark Ziady is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Mark has a wide range of experience in the financial services industry, including experience with Fidelity Distributors Corporation, Fidelity Investments Institutional Services Company, Inc., and Pyramis Distributors Corporation LLC. Mark holds the Series 6, 7, 24, and 63 licenses, as well as the SIE exam. Mark is committed to providing clients with personalized financial advice to meet their individual needs.

Firm Information

Mark Ziady is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Ziady’s Registration & Firm History

MA

10/20/2017 - Present

National Financial Services LLC (BOSTON MA)

MA

11/20/2008 - 12/31/2019

FIDELITY DISTRIBUTORS CORPORATION (BOSTON MA)

MA

03/17/2015 - 09/12/2017

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

03/17/2015 - 05/18/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)

MA

04/30/2012 - 10/09/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)

MA

04/30/2012 - 10/09/2012

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

04/30/2012 - 10/08/2012

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

11/20/2008 - 07/29/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)

RI

01/26/2006 - 11/21/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

01/25/2006 - 11/21/2006

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

01/03/2006 - 11/21/2006

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

01/21/1999 - 11/21/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

NY

01/25/2006 - 08/14/2006

CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)

RI

06/02/1998 - 01/21/1999

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

03/10/1995 - 06/02/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 03/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/1998

Series 7 - General Securities Representative Examination

BC

Issued 03/09/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Ziady.
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