Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Young Kim is a financial advisor with Janus Henderson Distributors US LLC. Mark has over 17 years of experience in the financial services industry. Mark is registered in 23 states and holds the Series 6, 7 and SIE licenses. Mark previously worked at STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS, AMG DISTRIBUTORS, INC., FORESIDE FUNDS DISTRIBUTORS LLC, ASTON FUNDS DISTRIBUTORS, INC., and WOODBURY FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/21/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
09/27/2023 - 11/14/2023
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS (NEW YORK NY)
CT
03/11/2020 - 10/12/2022
AMG DISTRIBUTORS, INC. (STAMFORD CT)
CT
07/08/2016 - 10/29/2019
AMG DISTRIBUTORS, INC. (STAMFORD CT)
ME
01/04/2007 - 07/01/2016
FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)
IL
07/14/2005 - 12/31/2006
ASTON FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
MN
02/18/2004 - 11/18/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 02/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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