Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ambrose is a financial advisor with over 25 years of experience in the financial services industry. Mark is a CERTIFIED FINANCIAL PLANNER™ professional and holds a Series 7, Series 6, Series 63, Series 65, and Series 24 licenses. Mark is currently registered with Stratos Wealth Partners, Ltd. and LPL Financial. Previously, Mark was employed with Charles Schwab & Co., Inc., INVESTMENT PROFESSIONALS, INC., THE HUNTINGTON INVESTMENT COMPANY, PNC INVESTMENTS, NATCITY INVESTMENTS, INC., COMMONWEALTH FINANCIAL NETWORK, COMMONWEALTH EQUITY SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY and AMERICAN EXPRESS SERVICE CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
PA
12/09/2019 - Present
Stratos Wealth Partners, Ltd. (Bradford Woods PA)
PA
04/24/2014 - 10/05/2018
CHARLES SCHWAB & CO., INC. (Cranberry Township PA)
PA
05/16/2011 - 08/26/2013
INVESTMENT PROFESSIONALS, INC. (WEXFORD PA)
PA
08/26/2010 - 05/13/2011
THE HUNTINGTON INVESTMENT COMPANY (WEXFORD PA)
PA
11/13/2009 - 08/09/2010
PNC INVESTMENTS (PITTSBURGH PA)
PA
02/23/2004 - 11/13/2009
NATCITY INVESTMENTS, INC. (PITTSBURGH PA)
MA
07/21/1998 - 02/19/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
08/06/1996 - 02/03/1998
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
MN
06/08/1992 - 08/08/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/08/1992 - 08/08/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/23/1992 - 12/31/1994
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
IA
Issued 11/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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