Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wisniewski is a financial advisor with over 18 years of experience in the industry. Mark is currently registered with Wells Fargo Securities, LLC and is licensed to conduct business in North Carolina. Mark has a wide range of experience in the financial services industry, having previously worked for LPL Financial LLC and Vanguard Marketing Corporation. Mark holds a variety of licenses and certifications, including Series 6, 7, 24, 63, 65, 99TO and SIE. Mark is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/27/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
SC
05/22/2007 - 02/13/2023
LPL FINANCIAL LLC (FORT MILL SC)
NC
02/07/2005 - 04/23/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 11/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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