Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Winfield Hotchkiss is a financial advisor registered with Ameriprise Financial Services, LLC. Mark Winfield Hotchkiss has been in the financial services industry since June 1996. Mark Winfield Hotchkiss is a CERTIFIED FINANCIAL PLANNER™ professional and is licensed to provide financial advice in Florida, Texas, and Wisconsin. Mark Winfield Hotchkiss is also a registered representative of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
04/02/2024 - Present
Ameriprise Financial Services, LLC (Fond du Lac WI)
SC
09/10/2008 - 10/02/2023
FIRST COMMAND BROKERAGE SERVICES, INC. (N. CHARLESTON SC)
NC
10/16/2007 - 09/17/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NJ
10/05/2006 - 12/04/2006
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
MN
11/15/2001 - 03/08/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/15/2001 - 03/08/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
10/29/2001 - 11/06/2001
ADP BROKER-DEALER, INC. (ROSELAND NJ)
MN
04/14/1997 - 10/30/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/14/1997 - 10/30/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/05/1995 - 01/23/1996
GRIFFIN FINANCIAL SERVICES
MN
07/11/1991 - 05/17/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/11/1991 - 05/17/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Hotchkiss is the right advisor for you? Invested Better is here to help.
