Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wollmering is a financial advisor at Cambridge Investment Research Advisors, Inc. Mark has been in the financial services industry since 1977 and has a strong background in helping individuals and families achieve their financial goals. Mark has been registered with Cambridge Investment Research Advisors, Inc. since 2019. Mark holds Series 63, Series 6TO, Series 22TO, SIE, Series 7 and Series 1 securities licenses and is a Certified Financial Planner. Mark is dedicated to providing his clients with personalized financial advice and helping them make informed decisions about their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MN
10/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Hastings MN)
MN
01/21/2004 - 10/10/2019
FSC SECURITIES CORPORATION (HASTINGS MN)
GA
07/02/1998 - 01/20/2004
TRIAD ADVISORS, INC. (ATLANTA GA)
AZ
01/31/1997 - 07/08/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
03/13/1991 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
MN
11/10/1977 - 03/14/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/10/1977 - 03/14/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
11/10/1977 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 03/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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