Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Vroman is a financial advisor with over 20 years of experience in the financial services industry. Mark is a Certified Financial Planner and has a Series 7, Series 24, and Series 66 licenses. Mark is currently registered with United Planners' Financial Services Of America A Limited Partner and has previously worked with American Express Financial Advisors Inc., IDS Life Insurance Company, AXA Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Woodbury Financial Services, Inc., Invest Financial Corporation, Triad Advisors, Inc., and American Portfolios Financial Services, Inc. Mark provides a variety of services to his clients, including financial planning, portfolio management, and retirement planning.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/01/2023 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
FL
10/08/2015 - 08/01/2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Oviedo FL)
FL
05/21/2015 - 10/20/2015
TRIAD ADVISORS, INC. (WINTER PARK FL)
FL
01/04/2010 - 05/22/2015
INVEST FINANCIAL CORPORATION (MAITLAND FL)
FL
06/10/2008 - 11/30/2009
WOODBURY FINANCIAL SERVICES, INC. (ORANGE CITY FL)
FL
11/24/2006 - 03/14/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)
FL
08/26/2002 - 11/07/2006
AXA ADVISORS, LLC (ORLANDO FL)
MN
01/01/2002 - 04/09/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/01/2002 - 04/09/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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