Unclaimed
Mark Totten is a financial advisor with FEF Distributors, LLC. Mark has been in the industry since June 4, 2010. Mark is registered with FINRA and the state of New York and holds Series 6, 7, 63, 65 and SIE licenses. Mark's previous employment includes positions at BlackRock Investments, LLC and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/28/2015 - Present
FEF Distributors, LLC (NEW YORK NY)
NJ
10/01/2010 - 10/30/2013
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
PA
04/08/2008 - 10/05/2010
WELLS FARGO ADVISORS, LLC (YARDLEY PA)
BC
Issued 06/09/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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