Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Stern is a financial advisor who is registered with FINRA and the Securities and Exchange Commission. Mark is currently employed with Athene Securities, LLC and Apollo Global Securities, LLC. Mark is licensed in 52 states and is actively registered with FINRA as a general securities representative. Mark has been in the financial services industry for over 4 years and has a track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
03/21/2024 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IL
01/31/2020 - 05/03/2023
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
TX
03/08/2019 - 12/24/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
BOTH
Issued 08/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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