Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Shade is a financial advisor who has been in the industry since 1985. Mark is currently registered with LPL Financial LLC and has branch office locations in Carrollton and Jerseyville, IL. Mark also has a long history of working with several other firms including Mutual Service Corporation, American General Securities Incorporated, Franklin Financial Services Corporation and Pruco Securities Corporation. Mark holds licenses in several states including Illinois, Texas, Arizona, Arkansas, California, Colorado, Florida, Indiana, Kansas, Minnesota, Mississippi, Missouri, Nevada, New York, Ohio, West Virginia, and Wyoming. Mark also holds several industry licenses including Series 6, 7, 26, 63, and 65. Mark is dedicated to providing comprehensive financial planning and investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/13/2021 - Present
LPL Financial LLC (CARROLLTON IL)
IL
08/01/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (CARROLLTON IL)
IL
10/01/2002 - 08/06/2008
AMERICAN GENERAL SECURITIES INCORPORATED (CARROLLTON IL)
TX
04/04/1995 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NJ
06/19/1985 - 04/28/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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