Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Sears is a financial advisor who has been in the industry since 1991. Mark has a variety of licenses and certifications, including Series 7, 6, 24, 63, and 65. Mark is registered with LPL Enterprise, LLC, and is currently active in 42 states. Mark offers a variety of financial services, including financial planning, portfolio management, and educational seminars. Mark has a strong track record of success in the financial services industry. Prior to joining LPL Enterprise, LLC, Mark was employed by MetLife Securities Inc., New England Securities, AXA Advisors, LLC, and Thrivent Investment Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/14/2024 - Present
LPL Enterprise, LLC (NAPLES FL)
MO
10/30/2012 - 09/09/2013
METLIFE SECURITIES INC. (ST. LOUIS MO)
MO
09/24/2009 - 09/09/2013
NEW ENGLAND SECURITIES (ST. LOUIS MO)
MO
04/25/2006 - 09/23/2009
AXA ADVISORS, LLC (CLAYTON MO)
MO
05/20/1991 - 04/26/2006
THRIVENT INVESTMENT MANAGEMENT INC. (CHESTERFIELD MO)
IA
Issued 02/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 02/26/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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