Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Schappel is a financial professional with over 20 years of experience in the industry. Mark is currently registered with Loop Capital Markets LLC, a broker-dealer with an active Broker-Dealer and Investment Adviser registration. Mark is also registered as a representative of Loop Capital Markets LLC in New York. Previously, Mark has worked with several firms including THE BENCHMARK COMPANY, LLC, HAPOALIM SECURITIES USA, INC., and MCDONALD INVESTMENTS INC. Mark holds several licenses and certifications including Series 7, Series 24, Series 63, Series 86, Series 87, Series 16, and SIE. Mark is also a registered principal with Loop Capital Markets LLC. Mark has demonstrated experience in providing a range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NJ
10/05/2021 - Present
Loop Capital Markets LLC (Clark NJ)
NY
03/02/2007 - 10/14/2021
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
06/27/2006 - 03/05/2007
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
OH
08/04/2000 - 07/05/2006
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2006
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/18/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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