Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Rogers is a financial advisor registered with Planmember Securities Corp., based in Carpinteria, CA. Mark William Rogers is also registered as an Investment Advisor Representative. Mark William Rogers has been in the financial industry since 1992. Mark William Rogers has held past registrations with Metlife Securities Inc., Natcity Investments, Inc., CitiCorp Investment Services, and Invest Financial Corporation. Mark William Rogers has also served as a Board of Education member for Lyons Elementary School District 103 and as a Trustee for the Village of Brookfield.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/24/2012 - Present
Planmember Securities Corp. (IRVINGTON NY)
IL
04/29/2011 - 10/13/2011
METLIFE SECURITIES INC. (ORLAND PARK IL)
IL
08/30/2005 - 03/05/2009
NATCITY INVESTMENTS, INC. (CHICAGO IL)
NY
05/25/1993 - 02/04/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
WI
07/21/1987 - 06/03/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 10/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Rogers is the right advisor for you? Invested Better is here to help.
