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Mark William Riepe

Charles Schwab & CO., Inc.

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About Mark William Riepe

Mark William Riepe is a registered representative of Charles Schwab & Co., Inc. Mark William Riepe has been in the financial services industry since 1999. Mark William Riepe is registered with Financial Industry Regulatory Authority (FINRA). Mark William Riepe is also registered in California as an investment advisor representative. Mark William Riepe has passed the following exams: Series 3, Series 7, Series 16, Series 24, Series 66 and the Securities Industry Essentials Examination. Prior to joining Charles Schwab & Co., Inc., Mark William Riepe was employed by CYBERTRADER, INC.

Firm Information

Mark Riepe is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Mark Riepe’s Registration & Firm History

CA

10/20/2005 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

TX

04/11/2005 - 12/07/2007

CYBERTRADER, INC. (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 10/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2002

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1998

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 01/16/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark William Riepe.
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