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Mark William Peters

BNY Mellon Securities Corp.

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About Mark William Peters

Mark William Peters is a financial advisor with over 18 years of experience in the industry. Mark is currently registered with BNY Mellon Securities Corp. in Philadelphia, Pennsylvania. Mark has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, and Bryn Mawr Investment Group, Inc.. Mark holds the Series 7, Series 63, and Series 66 licenses.

Firm Information

Mark Peters is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Peters’s Registration & Firm History

PA

05/05/2021 - Present

BNY Mellon Securities Corp. (PHILADELPHIA PA)

PA

09/01/2017 - 04/20/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONSHOHOCKEN PA)

PA

05/11/2015 - 08/21/2017

MORGAN STANLEY (WEST CONSHOHOCKEN PA)

PA

06/09/2010 - 05/28/2015

CITIGROUP GLOBAL MARKETS INC. (CONSHOHOCKEN PA)

NC

05/02/2008 - 06/11/2010

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

PA

06/25/2004 - 06/01/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLUE BELL PA)

PA

11/25/1996 - 05/12/1998

BRYN MAWR INVESTMENT GROUP, INC. (ROSEMONT PA)

PA

12/06/1994 - 11/26/1996

JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)

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Licenses & Designations

BOTH

Issued 08/27/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark William Peters.
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