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Mark William Pepper

Charles Schwab & CO., Inc.

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About Mark William Pepper

Mark William Pepper is a financial advisor registered with Charles Schwab & CO., Inc. located in Lone Tree, CO. Mark has over 25 years of experience in the financial services industry. Mark is licensed in all states. Mark has held licenses with several firms including Kirkpatrick, Pettis, Smith, Polian Inc. and Bigelow & Company. Mark holds the Series 7, 9, 10, and 63 licenses. Mark is a specialist in Financial Planning.

Firm Information

Mark Pepper is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Mark Pepper’s Registration & Firm History

CO

07/16/2003 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NE

11/03/2000 - 06/07/2001

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

GA

08/22/1995 - 10/31/2000

BIGELOW & COMPANY (ATLANTA GA)

MN

08/18/1995 - 08/23/1995

DOUGHERTY, DAWKINS, STRAND & BIGELOW, INCORPORATED (MINNEAPOLIS MN)

MO

05/31/1994 - 09/23/1994

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

MO

02/11/1993 - 05/31/1994

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 07/02/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/05/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark William Pepper.
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