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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Pearson is a financial advisor with over 27 years of experience. Mark is currently registered with Nepsis, Inc. in Minnesota and Texas. Mark has previously worked with a number of financial services firms including QA3 Financial Corp., Royal Alliance Associates, Inc., 1717 Capital Management Company, MONY Securities Corp., PML Securities Company and The Equitable Life Assurance Society of the United States. Mark holds Series 6, 7, 63 and 65 licenses and is a specialist in the area of Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees for research services
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2
MN
01/09/2019 - Present
Nepsis, Inc. (MINNEAPOLIS MN)
MN
07/09/2001 - 11/05/2009
QA3 FINANCIAL CORP. (SAVAGE MN)
AZ
03/05/1999 - 07/05/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
DE
05/24/1996 - 03/08/1999
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
11/01/1995 - 05/22/1996
MONY SECURITIES CORP. (NEW YORK NY)
DE
08/07/1995 - 11/01/1995
PML SECURITIES COMPANY (NEWARK DE)
AZ
11/16/1994 - 08/07/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
08/07/1990 - 03/11/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/07/1990 - 03/11/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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