Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Nichols is a financial advisor with over 17 years of experience in the industry. Mark is currently registered with Osaic Wealth, Inc., and is licensed to provide investment advice in multiple states including Connecticut, Florida, Maine, Massachusetts, New Hampshire, and New Jersey. Mark holds Series 6, 63, 65 and 66 licenses, and has a background in accounting and taxation. Prior to joining Osaic Wealth, Inc., Mark was affiliated with LPL Financial Corporation and Woodbury Financial Services, Inc. Mark has experience working with individuals, families, and businesses, providing financial planning, portfolio management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/19/2024 - Present
Osaic Wealth, Inc. (ANDOVER MA)
MA
08/13/2008 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (ANDOVER MA)
MA
11/29/2005 - 08/12/2008
LPL FINANCIAL CORPORATION (ANDOVER MA)
BOTH
Issued 09/25/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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