Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Narby is an investment advisor representative with Western New York Financial Group, LLC in Buffalo, New York. Mark has been in the financial services industry since 1997 and is registered with the state of New York. Mark previously worked at Next Financial Group, Inc., Cantella & Co., Inc., AIG Financial Advisors, Inc., SunAmerica Securities, Inc., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
08/08/2021 - Present
Western NEW York Financial Group, LLC (BUFFALO NY)
NY
03/12/2012 - 01/21/2020
NEXT FINANCIAL GROUP, INC. (DEPEW NY)
NY
05/17/2006 - 03/20/2012
CANTELLA & CO., INC. (BUFFALO NY)
NY
10/31/2005 - 05/23/2006
AIG FINANCIAL ADVISORS, INC. (BUFFALO NY)
AZ
01/31/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
03/03/1999 - 02/22/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/03/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
08/04/1997 - 03/02/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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