Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Namvary is a financial advisor with UBS Financial Services Inc. Mark has been in the financial services industry since December 17, 1995. Mark is registered with the Securities and Exchange Commission as a broker and investment advisor. Mark is also registered to offer securities in several states, including Maryland, Texas, California, Colorado, Delaware, District of Columbia, Florida, Illinois, Maine, Massachusetts, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, West Virginia, and Wyoming. Mark holds several licenses and certifications, including the Series 7, Series 10, Series 9, Series 24, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
08/11/2006 - Present
UBS Financial Services Inc. (BALTIMORE MD)
NY
01/13/2001 - 07/31/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
12/18/1995 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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