Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark William Millsap has been an active investment advisor representative for over 30 years. Mark has been registered with LPL Financial LLC since 2018. Prior to that, Mark was registered with Signator Investors, Inc. and John Hancock Mutual Life Insurance Company. Mark is a Chartered Financial Consultant and has extensive experience in financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/15/2020 - Present
LPL Financial LLC (WAUKEE IA)
IA
03/21/1997 - 10/31/2018
SIGNATOR INVESTORS, INC. (WEST DES MOINES IA)
MA
03/21/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
03/07/1989 - 12/31/1990
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
05/08/1985 - 02/06/1989
E.I. SALES, INC.
NA
11/15/1982 - 05/17/1985
NWNL MANAGEMENT CORPORATION
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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