Unclaimed
Mark Lefavour is a financial professional with over 18 years of experience in the financial services industry. Mark has worked for several well-known firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Fidelity Brokerage Services LLC, and currently with National Financial Services LLC. Mark holds the Series 7, Series 63, and SIE licenses. Mark is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/18/2013 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
07/12/2013 - 11/08/2013
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
05/14/2012 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
10/23/2009 - 03/20/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
03/28/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
BC
Issued 04/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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