Unclaimed
Mark Henkels is a financial advisor at Moelis & Co. LLC, located in West Palm Beach, Florida. Mark has been in the financial services industry since 1995. Prior to joining Moelis & Co. LLC, Mark was with CIBC World Markets Corp. and Jefferies & Company, Inc. Mark is a Series 7, 24, 63 and 99 licensed advisor. Mark is registered in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/07/2008 - Present
Moelis & Co. LLC (West Palm Beach FL)
NY
01/30/2002 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/19/2005 - 01/20/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
07/25/1997 - 02/26/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/18/1996 - 06/09/1997
SALOMON BROTHERS INC. (NEW YORK NY)
NY
01/24/1995 - 10/08/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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