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Mark William Goc

Westmoreland Capital Corp.

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About Mark William Goc

Mark William Goc is a financial professional currently employed by Westmoreland Capital Corp. Mark has been in the industry since 2015, holding registrations with FINRA and holding the Series 99 and SIE licenses.

Firm Information

Mark Goc is currently registered with Westmoreland Capital Corp.. Westmoreland Capital Corp. is a corporation that was formed on August 3, 1979. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Goc’s Registration & Firm History

NY

09/10/2015 - Present

Westmoreland Capital Corp. (Buffalo NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark William Goc.
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