Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Willard Finnicum is a financial advisor with over 20 years of experience in the industry. Mark currently works at Stifel, Nicolaus & Company, Inc. in the Great Falls, MT area. Mark has previously worked at Wells Fargo Clearing Services, LLC and Edward Jones. Mark holds multiple licenses, including the Series 63, Series 66, Series 7, Series 9, Series 10, Series 31, and the SIE. Mark is registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, Georgia, Hawaii, Idaho, Illinois, Kansas, Kentucky, Louisiana, Maine, Michigan, Minnesota, Missouri, Montana, Nevada, New Mexico, Oregon, Pennsylvania, Tennessee, Texas, Utah, Washington, and Wyoming. Mark provides a range of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
06/02/2020 - Present
Stifel, Nicolaus & Company, Inc. (GREAT FALLS MT)
MT
05/20/2013 - 06/03/2020
WELLS FARGO CLEARING SERVICES, LLC (GREAT FALLS MT)
MT
04/18/2000 - 05/21/2013
EDWARD JONES (GREAT FALLS MT)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Finnicum is the right advisor for you? Invested Better is here to help.
