Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Whitehouse is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Baron Capital, Inc. and has previously been registered with Invesco Distributors, Inc., Van Kampen Funds Inc., and Eaton Vance Distributors, Inc. Mark holds the Series 6, Series 63 and SIE licenses and is registered in 14 states, including Arizona, California, Connecticut, and Florida. Mark is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/07/2011 - Present
Baron Capital, Inc. (NEW YORK NY)
TX
06/01/2010 - 07/29/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
06/30/2005 - 06/01/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
MA
11/01/1996 - 06/30/2005
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
06/12/1992 - 11/01/1996
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 08/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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