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Mark Whitaker

Mesirow Financial, Inc.

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About Mark Whitaker

Mark Whitaker is a financial advisor with Mesirow Financial, Inc. He is registered to conduct business in Illinois, New York and Tennessee. Mark has been in the securities industry since 2017. He is licensed to sell securities through Series 7, Series 52, and Series 63 licenses.

Firm Information

Mark Whitaker is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Whitaker’s Registration & Firm History

IL

08/17/2017 - Present

Mesirow Financial, Inc. (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/04/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2018

Series 52 - Municipal Securities Representative Examination

BC

Issued 08/17/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Whitaker.
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