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Mark Wesley Roach

U.s. Bancorp Investments, Inc.

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About Mark Wesley Roach

Mark Wesley Roach is a financial advisor with over 25 years of experience in the financial industry. Mark is currently registered with U.S. Bancorp Investments, Inc. in Illinois. Mark specializes in financial planning, portfolio management, and publication of periodicals. Previously, Mark was associated with LEUMI INVESTMENT SERVICES INC. in Illinois, CAPITAL BROKERAGE CORPORATION in Virginia, DREYFUS SERVICE CORPORATION in New York, and THE HUNTINGTON INVESTMENT COMPANY in Ohio.

Firm Information

Mark Roach is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Mark Roach’s Registration & Firm History

IL

10/01/2010 - Present

U.s. Bancorp Investments, Inc. (Chicago IL)

IL

03/03/2004 - 09/28/2010

LEUMI INVESTMENT SERVICES INC. (HIGHLAND PARK IL)

VA

08/12/2003 - 12/31/2003

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

NY

04/17/1998 - 05/22/2003

DREYFUS SERVICE CORPORATION (NEW YORK NY)

OH

05/28/1997 - 03/13/1998

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

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Licenses & Designations

IA

Issued 01/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1998

Series 7 - General Securities Representative Examination

BC

Issued 05/27/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Wesley Roach. Review regulatory record here.
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