Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wesley Brownlee is a financial professional with over 30 years of experience in the financial services industry. Mark is currently registered with Charles Schwab & CO., Inc. and previously worked with Midwestern Securities Trading Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Edward Jones, Wayne Hummer Investments L.L.C., PaineWebber Incorporated, Lehman Brothers Inc., The Stuart-James Company, Incorporated, and PRUCO Securities Corporation. Mark holds Series 6, 7, 9, 10, 63, and 65 licenses and has passed the SIE exam. Mark is also a Registered Representative and Investment Adviser Representative. Mark has extensive experience working with clients in a variety of roles, including independent branch leader. Mark is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IL
03/08/2017 - Present
Charles Schwab & CO., Inc. (Normal IL)
IL
11/01/2012 - 03/16/2017
MIDWESTERN SECURITIES TRADING COMPANY, LLC (MONMOUTH IL)
IL
05/23/2008 - 11/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMINGTON IL)
IL
01/26/2004 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (SAYBROOK IL)
MO
03/08/2001 - 01/27/2004
EDWARD JONES (ST. LOUIS MO)
IL
01/21/1994 - 03/09/2001
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
NJ
02/18/1992 - 01/31/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/23/1991 - 03/10/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/12/1989 - 01/03/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
09/20/1988 - 05/18/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
03/07/1988 - 09/26/1988
PRUCO SECURITIES CORPORATION
IA
Issued 12/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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