Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wesley is a financial professional with over 25 years of experience in the industry. Mark is currently registered with Wells Fargo Securities, LLC and is located in New York, NY. Mark holds multiple securities licenses, including Series 7, 63, 24, 53, 66, and more, and is a Registered Principal. Mark has held previous positions with MML Investors Services, LLC, MSI Financial Services, Inc., LPL Financial LLC, ViewTrade Securities, Inc., Celadon Financial Group LLC, TWS Financial, LLC, Synergy Investment Group, LLC, SureTrade Inc., First National Equity, Corp., T.L. Group, Inc., and Royce Investment Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/16/2019 - Present
Wells Fargo Securities, LLC (New York NY)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
04/20/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
11/26/2014 - 04/17/2015
LPL FINANCIAL LLC (CHARLOTTE NC)
FL
07/24/2013 - 07/14/2014
VIEWTRADE SECURITIES, INC. (BOCA RATON FL)
NJ
09/17/2012 - 07/29/2013
CELADON FINANCIAL GROUP LLC (MORRISTOWN NJ)
NC
10/23/2009 - 10/12/2012
TWS FINANCIAL, LLC. (CHARLOTTE NC)
NC
01/29/2001 - 10/23/2009
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
RI
01/22/1998 - 12/11/2000
SURETRADE INC. (LINCOLN RI)
NJ
08/06/1996 - 03/02/1998
FIRST NATIONAL EQUITY, CORP. (PT. PLEASANT BEACH NJ)
TX
04/26/1996 - 08/09/1996
T.L. GROUP, INC. (FORT WORTH TX)
NY
11/14/1995 - 03/18/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 02/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 04/11/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/25/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Wesley is the right advisor for you? Invested Better is here to help.
