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Mark Wayne Surratt

Transamerica Financial Advisors, Inc.

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About Mark Wayne Surratt

Mark Surratt is a financial advisor registered with Transamerica Financial Advisors, Inc. and has been active in the financial services industry since November 22, 2014. Mark has worked in the financial services industry for over nine years. Mark's professional experience includes positions with NYLIFE Securities LLC, PRUCO SECURITIES, LLC., and JANUS DISTRIBUTORS, INC. Mark is a Series 6 and Series 63 licensed professional.

Firm Information

Mark Surratt is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Surratt’s Registration & Firm History

CO

10/17/2023 - Present

Transamerica Financial Advisors, Inc. (Centennial CO)

CO

07/10/2020 - 12/31/2022

TRANSAMERICA FINANCIAL ADVISORS, INC (GREENWOOD VILLAGE CO)

CO

12/21/2018 - 02/19/2020

NYLIFE SECURITIES LLC (DENVER CO)

CO

04/25/2014 - 10/17/2017

PRUCO SECURITIES, LLC. (ENGLEWOOD CO)

CO

10/22/1996 - 07/30/1998

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 10/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Wayne Surratt.
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