Unclaimed
Mark Mutter is a financial advisor with over 28 years of experience in the financial services industry. Mark is currently registered with Cabot Lodge Securities LLC and is licensed to conduct business in Kentucky and Virginia. Mark is also a Series 6 and Series 63 licensed representative. Prior to joining Cabot Lodge Securities LLC, Mark worked for Nationwide Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
02/27/2020 - Present
Cabot Lodge Securities LLC (Grundy VA)
VA
09/01/1992 - 12/31/2019
NATIONWIDE SECURITIES, LLC (GRUNDY VA)
BC
Issued 08/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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