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Mark Wayne Mutter

Cabot Lodge Securities LLC

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About Mark Wayne Mutter

Mark Mutter is a financial advisor with over 28 years of experience in the financial services industry. Mark is currently registered with Cabot Lodge Securities LLC and is licensed to conduct business in Kentucky and Virginia. Mark is also a Series 6 and Series 63 licensed representative. Prior to joining Cabot Lodge Securities LLC, Mark worked for Nationwide Securities, LLC.

Firm Information

Mark Mutter is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Mutter’s Registration & Firm History

VA

02/27/2020 - Present

Cabot Lodge Securities LLC (Grundy VA)

VA

09/01/1992 - 12/31/2019

NATIONWIDE SECURITIES, LLC (GRUNDY VA)

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Licenses & Designations

BC

Issued 08/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Wayne Mutter.
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