Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Miller is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with Wells Fargo Clearing Services, LLC, and has offices in Port Jefferson, NY, Fort Myers, FL and Greenville, NC. Mark has also previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and David Lerner Associates, Inc.. Mark is registered as a securities representative and investment adviser representative in multiple states including New York, New Jersey, Florida, and North Carolina. Mark is committed to providing his clients with personalized financial advice and guidance, helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/10/2018 - Present
Wells Fargo Clearing Services, LLC (PORT JEFFERSON NY)
NY
07/08/2011 - 05/08/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SMITHTOWN NY)
NY
06/05/2002 - 07/18/2011
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 10/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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