Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wayne Hicks is a financial professional with over 45 years of experience in the securities industry. Mark is registered with Cetera Investment Advisers LLC and Vantage Financial Group, Inc., and has held previous registrations with Walnut Street Securities, Inc., and Connecticut Mutual Financial Services, Inc.. Mark is a Chartered Financial Consultant and holds FINRA Series 1, 7, and 63 licenses, as well as the SIE exam. Mark specializes in financial planning, portfolio management, and investment advisory services for individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (CLEVELAND OH)
OH
01/04/1988 - 09/03/2013
WALNUT STREET SECURITIES, INC. (CLEVELAND OH)
NA
10/04/1978 - 01/19/1988
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BC
Issued 12/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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