Unclaimed
Mark Wayne Ford has been in the financial services industry since 1993. Mark is currently registered as a Registered Representative (RR) with SPC. Mark's previous experience includes working for firms such as Walnut Street Securities, Inc. and Advantage Capital Corporation. Mark has obtained the following licenses and certifications: Series 6, Series 7, Series 24, Series 63, Series 65, and SIE. Mark provides financial planning, pension consulting, and educational seminars for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
PA
03/05/2007 - Present
SPC (ALTOONA PA)
CA
02/09/1999 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
GA
02/01/1995 - 02/16/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
03/09/1992 - 08/12/1993
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 03/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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